The Upper Tribunal has released its judgment in relation to Timothy Roberts and Andrew Wilkins of Catalyst Investment Group Limited (“Catalyst”). The Tribunal decided to impose a fine of £450,000 and to prohibit Mr Roberts from performing any role in regulated financial services. The Tribunal also decided to fine Mr Wilkins £50,000. It referred back to the FCA a decision on whether to impose a prohibition on Mr Wilkins. It remains open to the parties to appeal the Tribunal’s judgment.
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