by Robert Houghton
Remaining compliant in today’s financial landscape is no easy feat. Every call, message, communication and snippet of information shared between employees, customers and trading partners must be captured, stored and monitored to prove compliance. To regulators, every financial institution is potentially guilty of wrongdoing, until proven innocent. On top of that, we’ve seen the emergence of regulations like the Digital Operational Resilience Act (DORA) showing that regulators’ demands are increasing and growing stricter1. This leaves many financial institutions wondering if their compliance status has changed. So, how can they ensure they are remaining compliant when the goalposts keep moving? Continue reading…